Prospera Financial, The Investment Center, Questar Capital and Cambridge Investment Research are the 2014 Broker-Dealers of the Year. Running an independent broker-dealer of any size has never been easy, but the turmoil surrounding the IBD industry has been particularly acute over the past year, marked by a steep upswing in industry consolidation, an increase in affiliation options for reps and a greater regulatory burden.


One of your top-producing reps has asked that an alternative investment be added to your approved list. The results of that conversation can be found in the September 2014 cover story of Investment Advisor magazine, along with additional content, including video interviews with those leaders, that will appear on the 2014 Broker-Dealer of the Year home page on ThinkAdvisor.






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